IIA IIA-CFSA-INS Valid Dumps - Certified Financial Services Auditor - Insurance

Updated: Jul 28, 2026
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IIA IIA-CFSA-INS Exam Syllabus Topics:

SectionWeightObjectives
The Regulatory Environment10-20%- Insurance Regulation
  • 1. Anti-money laundering requirements
  • 2. Consumer protection regulations
  • 3. Insurance regulatory frameworks
  • 4. Solvency and capital requirements
Financial Services Auditing25-35%- Financial Services Risk Framework
  • 1. Enterprise risk management
  • 2. Audit planning and execution
  • 3. Risk assessment methodologies
- IIA International Professional Practices Framework
  • 1. Risk-based auditing
  • 2. Governance and internal control
  • 3. Code of Ethics
  • 4. International Standards for the Professional Practice of Internal Auditing
Insurance Discipline20%- Insurance Products
  • 1. Reinsurance
  • 2. Property and casualty insurance
  • 3. Health insurance
  • 4. Life insurance
- Insurance Regulatory Environment
  • 1. Capital adequacy requirements
  • 2. Insurance laws and regulations
  • 3. Regulatory reporting
- Insurance Processes
  • 1. Risk management
  • 2. Underwriting
  • 3. Claims processing
  • 4. Actuarial functions
Auditing Financial Services Processes25-35%- Operational and Financial Processes
  • 1. Business continuity management
  • 2. Fraud prevention and detection
  • 3. Financial reporting
  • 4. Information technology controls
- Core Insurance Processes
  • 1. Policy administration
  • 2. Underwriting operations
  • 3. Claims management
  • 4. Actuarial processes
Auditing Financial Services Products25-35%- Product Risks and Controls
  • 1. Product compliance requirements
  • 2. Underwriting risks
  • 3. Pricing and reserving risks
- Insurance Products
  • 1. Reinsurance arrangements
  • 2. Property and casualty insurance
  • 3. Life insurance products
  • 4. Health insurance products

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